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Advisors trapped in web of compliance issues

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Life Health Professional | 28 Aug 2015, 08:15 AM Agree 0
Multiple product lines require compliance with multiple regulations – rules often inconsistent across regulatory silos, say advisors
  • Thom. Young | 28 Aug 2015, 01:08 PM Agree 0
    Interesting that the focus of the article is on correcting the information source rather than looking at the issue of the inter jurisdictional mess of conflicting confusing and contradictory regulations. We have this mess through poor planning. It will need to be fixed by better planning.
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